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Technical analysis is a technique based on factors that are inherent to the market and include:

Number of shares sold on a specific day.
Number of consecutive days of price increases of a stock.
Changes in the direction of movement of a market index.
All of the above

The highest denomination of U.S. currency is:

The $20 bill
The $100 bill
The $1,000 bill
The $100,000 bill

Dividends are taxed:

At the investor’s marginal income tax rate.
At a maximum rate of 15%.
Only when the stock is sold.
Dividends are never taxed.

A limit order:

Is used to protect a profit if it is a limit order to buy.
Is used to execute a sell at a specific price or lower if possible.
Is an order to buy or sell at a specific price or better and can be good till canceled.
Is an order to be executed at the best price available and is not known until after confirmation is received.

Determining total return typically utilizes the:

Inflation-adjusted annual performance of all mutual-funds.
Annual capital gain plus dividend payout of a stock or fund.
Math skills learned in college-level calculus courses.
Dividend yield on the Dow Jones Industrial Average.

A stock certificate:

Is always issued to the individual investor.
Represents a primary claim on the firm’s assets.
Represents ownership in a corporation.
Is handwritten.

The term generally used to describe the market in which prices fully reflect all available information is:

The greater fool hypothesis.
Random walk hypothesis.
The size-effect hypothesis.
Efficient markets hypothesis.

The number of stocks that make up the Dow Jones Industrial Average is:

5,000.
500.
30.
10.

 
   
   
Wolters Hagar & Pratt Financial Planning Inc.- San Diego, CA
6390 Greenwich Dr, Suite 230 San Diego, CA 92122
Phone: (858) 550-7090 Fax: (858) 550-7099
whp@whpfinancial.com

6390 Greenwich Drive,  Suite 230, San Diego, CA 92122
Phone: 858-550-7090   Fax: 858-550-7099   Email: whp@whpfinancial.com


Securities and investment advisory services offered through SagePoint Financial, Inc., member FINRA/ SIPC and a registered investment advisor. Certain insurance products offered through WHP Insurance Services, which is not affiliated with SagePoint Financial, Inc. or registered as a broker-dealer or investment advisor. Additional investment advisory services offered through Wolters, Hagar & Pratt Financial Planning, Inc., a registered investment advisor not affiliated with SagePoint Financial, Inc.